0000357235-05-000176.txt : 20120625
0000357235-05-000176.hdr.sgml : 20120625
20050408150205
ACCESSION NUMBER: 0000357235-05-000176
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050408
DATE AS OF CHANGE: 20050408
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: SYNTROLEUM CORP
CENTRAL INDEX KEY: 0001029023
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 731565725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-50643
FILM NUMBER: 05741318
BUSINESS ADDRESS:
STREET 1: 4322 SOUTH 49TH WEST AVENUE
CITY: TULSA
STATE: OK
ZIP: 74107
BUSINESS PHONE: 9185927900
MAIL ADDRESS:
STREET 1: 4322 SOUTH 49TH WEST AVENUE
CITY: TULSA
STATE: OK
ZIP: 74107
FORMER COMPANY:
FORMER CONFORMED NAME: SLH CORP
DATE OF NAME CHANGE: 19961213
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: LMM LLC /MD/
CENTRAL INDEX KEY: 0001135778
IRS NUMBER: 522204753
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 100 LIGHT ST
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4104545300
MAIL ADDRESS:
STREET 1: 100 LIGHT ST
CITY: BALTIMORE
STATE: MD
ZIP: 21202
SC 13G
1
syntroleum.txt
SYNTROLEUM CORP.
Securities and Exchange Commission
Washington, D. C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934
Syntroleum Corp.
Common Stock
CUSIP Number 871630109
Date of Event Which Requires Filing of this Statement: April 8, 2005
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ X ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
CUSIP No. 64110L106
1) Name of reporting person:
LMM, LLC
Tax Identification No.:
52-2204753
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: - 0 -
6) Shared voting power: 7,000,000
7) Sole dispositive power: - 0 -
8) Shared dispositive power: 7,000,000
9) Aggregate amount beneficially owned by each reporting person:
7,000,000
10) Check if the aggregate amount in row (9) excludes certain shares
n/a
11) Percent of class represented by amount in row (9):
12.90%
12) Type of reporting person:
IA, OO
CUSIP No. 64110L106
1) Name of reporting person:
Legg Mason Opportunity Trust,
a portfolio of Legg Mason Investment Trust, Inc.
Tax Identification No.:
52-2203385
2) Check the appropriate box if a member of a group:
a) n/a
b) n/a
3) SEC use only
4) Place of organization:
Maryland
Number of shares beneficially owned by each reporting person with:
5) Sole voting power: - 0 -
6) Shared voting power: 7,000,000
7) Sole dispositive power - 0 -
8) Shared dispositive power: 7,000,000
9) Aggregate amount beneficially owned by each reporting person:
7,000,000
10) Check if the aggregate amount in row (9) excludes certain shares:
n/a
11) Percent of class represented by amount in row (9):
12.90%
12) Type of reporting person:
IV, CO
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
Item 1a) Name of issuer:
Syntroleum Corp.
Item 1b) Address of issuer's principal executive offices:
4322 South 49th West Avenue
Tulsa, OK 74107
Item 2a) Name of person filing:
LMM, LLC
Item 2b) Address of principal business office:
100 Light Street
Baltimore, MD 21202
Item 2c) Citizenship:
LMM, LLC
Maryland limited liability company
Item 2d) Title of class of securities:
Common Stock
Item 2e) CUSIP number: 871630109
Item 3) If this statement is filed pursuant to Rule 13d-1(b), or
13d-2(b), check whether the person filing is a:
(a)[ ] Broker or dealer under Section 15 of the Act.
(b)[ ] Bank as defined in Section 3(a)(6) of the Act.
(c)[ ] Insurance Company as defined in Section 3(a)(6) of the Act.
(d)[ ] Investment Company registered under Section 8 of the Investment
Company Act.
(e)[X] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940.
(f)[ ] Employee Benefit Plan, Pension Fund which is subject to ERISA of
1974 or Endowment Funds; see 240.13d-1(b)(ii)(F).
(g)[ ] Parent holding company, in accordance with 240.13d-1(b)(ii)(G),
(h)[ ] Group, in accordance with 240.13d-1(b)(1)(ii)(J).
Item 4) Ownership:
(a) Amount beneficially owned: 7,000,000
(b) Percent of Class: 12.90%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
- 0 -
(ii) shared power to vote or to direct the vote:
7,000,000
(iii) sole power to dispose or to direct the disposition of:
- 0 -
(iv) shared power to dispose or to direct the disposition of
7,000,000
Item 5) Ownership of Five Percent or less of a class:
n/a
Item 6) Ownership of more than Five Percent on behalf of another
person:
The interest of one account, Legg Mason Opportunity Trust, a
portfolio of Legg Mason Investment Trust, Inc. an investment
company registered under the Investment Company Act of 1940
and managed by LMM, LLC, amounted to 7,000,000 shares or
12.90% of the total shares outstanding.
Item 7) Identification and classification of the subsidiary which
acquired the security being reported on by the parent
holding company:
n/a
Item 8) Identification and classification of members of the group:
LMM, LLC-investment adviser
Item 9) Notice of dissolution of group:
n/a
Item 10) Certification:
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were acquired and
are held in the ordinary course of business and were not
acquired and are not held for the purpose of or with the
effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not
held in connection with or as a participant in any transaction
having that purpose or effect.
Signature
-----------
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
--------------------------------
Date - April 8, 2005
LMM, LLC
By___________________________________________
Jennifer Murphy, Chief Operations Officer
Exhibit A
Joint Filing Agreement
--------------------------------------
This Joint Filing Agreement confirms the agreement by and among the
undersigned that the Schedule 13G is filed on behalf of (i) each member of the
group identified in Item 8 and (ii) the other reporting person(s) identified in
Item 6 that may be deemed to beneficially own more than five percent of the
issuer's outstanding equity securities.
LMM, LLC
By_________________________________________________
Jennifer Murphy, Chief Operations Officer
Legg Mason Opportunity Trust,
a portfolio of Legg Mason Investment Trust, Inc.
By___________________________________________________
Gregory T. Merz, Vice President